Disclosures
Privacy Policy
I, Pramiti Rawat, a SEBI – Registered Investment Adviser (INA000020697), am committed to safeguarding the privacy of your personal and financial information. This policy outlines how I collect, use, and protect the information you provide to me.
Information I Collect
I collect information necessary to provide you with sound financial advice and manage our relationship. This may include:
1) Contact information (name, address, email, phone number)
2) Financial information (income, assets, investments)
3) Personal information (age, family details, risk tolerance)
Also note that the information will be updated only after taking your (the client’s) approval.
How I Use Your Information
I use your information to:
1) Understand your financial needs and goals
2) Develop and recommend suitable financial strategies
3) Provide ongoing advice and service
4) Communicate with you about your financial plan and market updates
5) Comply with legal and regulatory requirements
Information Sharing
As an individual adviser, I do not share your personal information with third parties, except as required by law.
Data Security
I take reasonable precautions to protect your information. Your data is stored securely and accessed only by me for professional purposes.
Your Rights
You have the right to review your information and request corrections. Please contact me at pramiti.rawat@outlook.com if you have any questions or concerns about your privacy.
Changes to This Policy
I may update this policy from time to time. You will be notified of any significant changes.
Disclaimer
The information provided on this website is for general knowledge and informational purposes only, and does not constitute financial advice.
No Financial Advice: The content on this website should not be considered a substitute for personalized financial advice from a qualified professional. Your individual financial situation is unique, and any decisions about your finances should be made in consultation with me.
Accuracy of Information: I strive to provide accurate and up-to-date information, but I make no warranties or representations as to the completeness or accuracy of the content. I am not liable for any errors or omissions.
Investment Risk
Investments in the securities market are subject to market risks. Read all related documents carefully before investing. Past performance is not indicative of future results. You should evaluate all investment risks before making any investment decisions. Any forward-looking statements are subject to risks, uncertainties, and other factors that could cause actual results to differ materially from those projected.
Limitation of Liability
I will not be liable for any direct, indirect, incidental, or consequential damages sustained or incurred in connection with the use of this website or reliance on the information provided. This website is intended to serve only as a general source and shall not be construed as a form of recommendation.
SEBI Registration
Registration granted by SEBI does not guarantee performance or provide any assurance of returns to investors/clients.
Featured photos by Radek Skrzypczak, Claudio Poggio, Eugene Chystiakov, Jed Dela Cruz, Antoine Gravier, Liam Charmer, Mikail McVerry, Will Henson, and Lesly Juarez on Unsplash.
Regulatory Information
As a SEBI – Registered Investment Adviser holding an individual license, I am committed to upholding the highest standards of integrity and regulatory compliance. My practice is governed by all applicable laws, rules, and guidelines set forth by the Securities and Exchange Board of India (SEBI). This commitment ensures that your interests are protected and that you receive advice that is both ethical and in full accordance with regulatory requirements.
Contact for Grievance Redressal
Dear Investor,
In case of any grievance / complaint against the investment adviser:
1) Please contact Compliance Officer of the investment adviser and Proprietor, Pramiti Rawat at pramiti.rawat@outlook.com or +91 9403451426.
2) If not satisfied with the response of the investment adviser you can lodge your grievances with SEBI at http://scores.gov.in or you may also write to any of the offices of SEBI. For any queries, feedback or assistance, please contact SEBI Office on Toll Free Helpline at 1800 22 7575 / 1800 266 7575.
3) Process for filing a complaint on SCORES
Step 1: Register on the SCORES portal
Step 2: Lodge complaint
Step 3: Mandatory details for filing the complaint on SCORES: Name, PAN, Address, Email Id, Mobile Number